Showing posts with label Tolkien. Show all posts
Showing posts with label Tolkien. Show all posts

Monday 19 September 2022

The Spectator - The Moral Inspiration of Tolkien’s Universe

Very grateful to The Spectator for publishing an essay of mine on the moral ideas that define Tolkien's
Middle Earth, and why accusations of racism massively miss the point.  

I talk about the way he approaches death, war, suffering, self-sacrifice, nobility and beauty, all with a remarkable nuance and subtlety, shaped by his personal war experiences and his profound Christian faith, that is sometimes not recognised.

The Moral Inspiration of Tolkien's Universe
https://www.spectator.co.uk/article/the-moral-inspiration-of-tolkien-s-universe 




Tuesday 22 November 2016

Populations of Middle Earth - The Earliest History of the Elves

I have an occasional series of posts that try to work out population estimates for periods of Tolkien's Middle Earth. I have the distant ambition of this one day turning into a complete set of population estimates stretching, as far as possible, from the Awakening of the Elves, up until the Lord of the Rings. Posts in this series discussing the Elves of Beleriand can be found here, or the populations of Gondor and Rohan here. The rest can be found by clicking the Tolkien tab at the top of this site.

One era I don't intend to estimate personally is the earliest history of the Elves, stemming from their awakening in Cuivienen until the Noldor's return to Middle Earth at the rising of the Sun and Moon. This is because I fully agree with Michael Martinez's estimates for that period given in this article of his from 2002 called:

Elves by the Numbers


And so there doesn't seem much point repeating (and basically plagarising) his estimates. He excellently covers the difficulties with producing estimates such as the status of the Imin, Tata, and Enel myth from Quendi and Eldar, the problem of the number of generations, etc.

The most important points are that he calculates that 144 Elves awoke at Cuivienen, and these had multiplied into 18,000 Elves by the time of the Great Journey, which broke down into "1780 Vanyar, about 3560 Noldor, and about 5850 Teleri"  who were the original Eldar.

I also think his final estimate that around 100,000 Noldor would've arrived in Beleriand at the first rising of the Sun can be reconciled with my estimate that the Noldor would've numbered around 300,000 just before the terrible 4th Battle, the Dagor Bragollach. 

If we assume that half the Noldor population were in their child-bearing period, and had a generation of children every 100 years of the Sun, we get a population multiplier of about 1.25 per century. This means that by about Year 100 FA the Noldor would've numbered about 120,000, in Year 200 - 170,000, in Year 300 - 200,000 and in Year 400 - 250,000 and by Year 450 we get somewhere in the region of my 300,000. When we include Sindar this gives a total Elvish population in Beleriand of slightly over 1 million.

This is admittedly not very precise or rigorous, but it's about as good as we can do with the very limited information we have, and brings us nicely to the start of my estimates that will hopefully, eventually span the First, Second and Third ages of the Sun, to as great a degree of detail as possible.     

Sunday 9 October 2016

Populations of Middle Earth - How many fought at the Battle of Unnumbered Tears?


The Battle of Unnumbered Tears, or Nirneath Arnoediad, was the climactic and most detailed battle of Tolkien's First Age of Middle Earth, that saw the hopes of Elves, Men and Dwarves go down in flame and death against the might of the armies and monsters of the Dark Lord Morgoth. It contains some of the most evocative images of Tolkien's First Age. Probably my favourite is Fingon's great cry of hope when his brother Turgon came unlooked for with ten thousand more Eldarin warriors - "'Utulie'n aure! Aiya Eldalie ar Atanatari, utulie'n aure! The day has come! Behold, people of the Eldar and Fathers of Men, the day has come!"

But how many warriors fought in the battle overall? And how many enemies did they face.

Giving good estimates for the Union of Maedhros is particularly difficult because the armies facing Morgoth's hordes included contingents from almost every community in Beleriand including Noldor Elves, Sindar Elves, Men and Dwarves. This article uses my detailed estimates worked out in my previous articles on the populations of Beleriand to derive estimates for the numbers at the battle. Our window into this is the ancient and often repeated figure that "the army of Turgon issued forth from Gondolin, ten thousand strong" to the battle. This was the crucial starting point I used to calculate the Elvish populations of Beleriand, particularly the Noldor, with some confidence. Calculations for the population of Edain come from extrapolations from the information Tolkien gives in Peoples of Middle Earth on the initial numbers that entered Beleriand, and I am also pretty confident of these.

We can estimate the numbers of soldiers in each contingent by comparing their population to Gondolin's, and in some cases, adjusting for losses taken before the Battle of Unnumbered Tears, particularly in the Dagor Bragollach. Other clues come from the degree to which each realm seems to have committed to the Battle. After the defeat Hithlum was basically depopulated but the Falas, for example, and Brethil, continued to exist and operate, so we can presume they committed a smaller proportion of their pre-existing population to the battle since there were more left afterwards. To take account of the heavy losses taken in the Dagor Bragollach I estimate that the armed strength of the Elves and Men of Hithlum, and of Estolad, and the Elves following the Sons of Feanor, was reduced by 1/3 to 2/5th compared to its height just before the Dagor Bragollach. The Elves of the Falas, the Men of Brethil and the Dwarves of Belegost, on the other hand, were removed from the immediate impact of the 4th Battle so wouldn't have taken losses on the same scale.

The population of Gondolin originated with 1/3 of Fingolfin's people and "a greater host of Sindar". The population of Hithlum came from the other 2/3 of Fingolfin's people, the Sindar who lived around Mithrim, and other Sindar who were inspired to join the Noldor in their brave struggle. Thus it seems that Fingolfin and later Fingon in Hithlum must've initially had a larger population than Gondolin to draw from but not many times larger. On the other hand Hithlum had lost many of its warriors in the years from 455-472 FA in the assaults of Morgoth, but again in the other direction it seems to have committed a higher proportion of its people to the Battle of Unnumbered Tears. Gondolin carried on after the battle without too great a devastation, whereas Hithlum was almost depopulated and its remaining people left defenceless. These combined would suggest that the Elves of Hithlum should've numbered more than Turgon's host but not dramatically more, perhaps 15-20 thousand strong.

In my previous article I estimated a population of the Falas of around 70,000 elves spread between the two havens and the surrounding lands, based on two sizeable towns with a surrounding population nearby. Cirdan's people were mostly mariners not soldiers, and the Falas carried on resisting Morgoth after the battle despite losing almost all the soldiers it sent to join Fingon's host. From this we can presume it too committed a much lower proportion of its population. It seems to have been a much more secondary contingent to the main host of Elves and Men, of both Hithlum and Gondolin, so I estimate a force of around 5,000 Falathrim Elves.

The Men of Hithlum suffered a similar level of devastation in the battle to the elves of Hithlum. Hador's folk were the largest tribe of the Edain and had been bolstered by taking in refugees from Beor's folk. On the other hand they had also suffered heavy losses in the Dagor Bragollach and the years since. I estimated Hador's folk would've numbered around 70,000 before the fourth battle, of whom around 20,000 would've been Men of fighting age, but many of their warriors had already been lost. By the Unnumbered Tears I reckon they would've been able to contribute about another 10,000 warriors to Fingon's Host. The Haladin were many fewer than the house of Hador and their own heavy losses had a much less devastating effect than those of Hador's folk. From this I estimate a much smaller contingent of perhaps 4,000 men. Including, finally, "a small company" from Nargothrond of perhaps a couple of hundred Elves, this puts Fingon's western host at about 33,000 Elves and Men in total, to which Turgon added another 10,000 Eldarin warriors.

In the East I think Maedhros' Host would've looked relatively similar in scale. After the disaster of the Bragollach the individual Lordships of the seven sons were shattered, as well as presumably the community of Men in Estolad. What remained were Maedhros and Maglor with forces of Elves and Men rallied on Himring, while Caranthir and Amrod gathered the rest of the surviving eastern forces around Amon Ereb to the south. Working from my previous estimates for the following of the Sons of Feanor and the Men of Estolad and reducing it by 40% to account for heavy losses suggests a mixed population of Men and Elves of around 100,000 remaining scattered across the East. This is the Noldor following Feanor's Sons, the Sindar of North-East, and the Men of Estolad. Adjusting for women, children and the elderly (among Men) I'd suggest that Himring and Amon Ereb could raise around another 20,000 warriors for the Unnumbered Tears.

To these must be added the Easterlings and the Dwarves of Belegost. The Dwarves of Belegost contributed a powerful force, but this was not their war, and I think they would have sent an expeditionary army of seasoned and equipped warriors, rather than a muster of their whole strength. The army of the Dwarves is also not referred to in terms that suggest it was the same scale as the main hosts of Elves of Fingon or Maedhros or even Turgon. As such I'd estimate a Dwarven contingent of about 5,000 under their King Azaghal. The Easterlings, I think, have to be considered to be similar in size to the houses of the Edain at that point. This would mean they come over the mountains in much larger numbers than the Edain did, but obviously had no time to multiply naturally. If we assume the combined peoples of Bor and Ulfang were together of similar size to the House of Hador, then we can deduce that they together would've contributed somewhat more than 10,000 men, perhaps several thousand in each house.

These admittedly vague considerations would suggest an overall force for the Host of Maedhros of more than 35,000 Elves, Men and Dwarves. This, added to Fingon's Host of around 33,000 Elves and Men, and Turgon's Host of 10,000 Elves would suggest the Union of Maedhros combined would've numbered around 80,000 troops at the start,  most of whom would die over the next 3 days of Battle. This would put the total Host of the Free Peoples at about the same size as the British-Allied Army at the Battle of Waterloo, and gives some sense of scale. The Battle was also  large in scale geographically, fought across a distance of 50 miles of the plain over three days, from the Gates of Angband to the Fens of Serech, and involving a considerable degree of manoeuvre by the different hosts.

But what about their opponents?

The Silmarillion describes three hosts of Morgoth that took part in the battle. The first 'Diversionary' host, the second 'Main' host and the 'Last' host released against Maedhros. We have no concrete numbers, apart from the statement that, after Maedhros' host was scattered and Glaurang driven back to Angband, the remnant of the western host of "Fingon and Turgon were assailed by a tide of foes thrice greater than all the force that was left to them". We can only compare the hosts of Morgoth by the effect they had on the Good armies. The initial host numbered perhaps around 50,000-60,000, enough to seem a threat to Fingon but not enough to defeat him. The Main host was presumably much larger, probably more than a hundred thousand orcs. The final host was seemingly smaller again, but contained a greater mix of Morgoth's most devastating creatures reserved until the end - Balrogs, Dragons and Wolfriders. This force was perhaps another 60,000, and finally, further strength of evil Easterlings hidden in the hills descended on Maedhros as well, maybe as many as 20,000. That would put Morgoth's total force at well over 200,000 and possibly considerably higher. A quarter of a million, or even up towards 300,000, would be a sensible figure for the total of Morgoth's forces engaged at one point or another.

Casualties were huge, the losses of Morgoth's orcs and creatures were enormous, probably at least 100,000, but perhaps as many remained and had the victory [this estimate updated thanks to a comment below]. The losses of the Elves, Men and Dwarves were terrible. Almost all of Fingon's host, and most of Maedhros' and Turgon's were destroyed. Of all the armies, Turgon's host and the Dwarves of Belegost probably suffered the lighter casualties, but still severe. Perhaps at most ten thousand of each of the eastern and western armies survived, suggesting there were over 60,000 dead across three days among the Eldar, Edain and Naugrim, a slaughter on the scale of the Battle of Waterloo or the opening days of the Somme.  Tolkien describes what happened afterwards to the bodies of the fallen:

"By the command of Morgoth the Orcs with great labour gathered all the bodies of those who had fallen in the great battle, and all their harness and weapons, and piled them in a great mound in the midst of Anfauglith; and it was like a hill that could be seen from afar. Haudh-en-Ndengin the Elves named it, the Hill of Slain, and Haudh-enNirnaeth, the Hill of Tears. But grass came there and grew again long and green upon that hill, alone in all the desert that Morgoth made; and no creature of Morgoth trod thereafter upon the earth beneath which the swords of the Eldar and the Edain crumbled into rust."


Tuesday 20 September 2016

Populations of Middle Earth - The Isle of Numenor (through the 2nd Age)


The population of Numenor was derived from the Three tribes of the Edain that dwelt in Beleriand before Morgoth overran the continent after the Battle of Unnumbered Tears in 472 FA. These were the Beorians, Hadorians and the Haladin, to whom can be added the somewhat separate Druedain who lived among the Haladin, and presumably survivors of the people of Bor, the Easterlings who remained faithful at the Battle of Unnumbered Tears. In my article on the populations of Beleriand at their height around 450 FA, just before the Dagor Bragollach, I estimated that the Edain numbered around 150,000 at their greatest, divided between the three tribes and a mixed group who remained in Estolad. In the century between this point and Morgoth's destruction their population certainly declined catastrophically through battle losses and their lands being overrun by Morgoth's minions. But a remnant of the Hadorians and Beorians survived as thralls in Dor-Lomin, and some of the Haladin clung on in Brethil, as well as presumably some who fled to the Isle of Balar or the southern forests with the last free Elves. These peoples never accepted Morgoth and when the Valar came in power the surviving Edain alone of the remaining peoples of Beleriand joined their armies and fought against Morgoth's hordes.

If we assume the Edain population declined by about 80% during this period, that leaves a mixed population of around 30,000 remaining at the time of liberation by the Valar and the raising of Numenor, including a tiny community of Druedain. These formed the initial population of Numenor after its raising in Year 32 of the Second Age. In HoME 12 'The Peoples of Middle Earth' Tolkien states that the first fleet of refugees lead by Elros numbered about 200 ships carrying "between five thousand or at the most ten thousand" people, but also that there was a smaller steady migration of people over the next 50 years. From this we can be reasonably confident that most if not all of the 30,000ish survivors eventually made their way to Numenor.


Numenor's history spanned about 3300 years from its founding and while we can't exactly state its population at specific points we can identify likely trends. Numenorean history hinges around the falling of 'the Shadow' on Numenor: the turning of its people away from loving loyalty towards the Valar and Eru to bitterness towards the Valar and thirsting to escape death. Tolkien repeatedly stated that in this latter period Numenoreans had fewer and fewer children as they focused on preserving themselves from death and brooding on their ancestors, though in the Akallabeth he also states that even before the Shadow they had few children. It seemed characteristic of Tolkien's culturally higher peoples that many chose not to marry in order to pursue arts and crafts, and this may also explain the slow increase of Numenor's population, despite the fact they didn't suffer from disease until after Sauron came to Numenor in 3260 SA.

Numenor's population growth would be affected by the long-life the Numenoreans enjoyed compared to other men. Numenoreans were granted a life three times that of other men, or about 200 years (apart from the Royal Family -The House of Elros- who lived even longer). It makes sense to assume this affected childbirth and I think a length of 50-100 years between generation is reasonable. Tolkien explicitly states (in the Unfinished Tales) that Numenoreans didn't grow much more slowly than other men i.e. at 30 years old they didn't resemble a normal 10 year old, it's just they endured longer as mature adults before old-age set in. We know that there were 25 generations of Kings but we would expect more generations of ordinary citizens than the Royal Family. For my purposes here I assume there were almost twice as many generations of ordinary Numenoreans, reflecting that Elros' House lived twice as long (until the Shadow deepened). This gives about 45 generations.

Numenor's history can be roughly divided into the following periods. Firstly, from 32-600 the period of isolation from Numenor's foundation to re-establishing contact with Middle Earth. Then from 600-1600, the early years of Numenorean contact and settlement on the mainland. From 1600-2020, Numenor goes to war against Sauron and begins building greater settlements or colonies along the shores of Middle Earth. 2020-2900, the Shadow falls on Numenor, the Numenoreans begin to exact tribute from the men of Middle Earth, conquer territory and build a great Empire. 2900-3320, the Shadow deepens on Numenor leading to the eventual confrontation with Sauron, the disastrous assault on Aman itself, and the complete Downfall of Numenor forever.

Estimating Numenor's population presents a very different challenge to my other posts because those were static estimates, screenshots of what the population was at a specific point in time, whereas here we need to estimate Numenor's population dynamically by working out how it grew over 3000 years. It's good Tolkien introduced reasons why Numenor's population growth was comparatively slow because otherwise the huge length of time it existed, over 3000 years, should've produced an astonishingly high population that doesn't seem to fit with the descriptions of its society. We know the starting population, around 30,000 people at Numenor's founding, and then in theory the population at each point is just a simple exponential function of the growth rate, or the average child-birth per woman. However over 45 generations our assumption for Numenorean childbirth rates massively effects the overall population figures we get, particularly at the end.

We have some information to calibrate these with as well after our starting figure. In 600-800 when Numenor first began to make contact again with Middle Earth it was still relatively sparsely populated, as recounted in the tale of Aldarian and Erendis, with even large areas of the centre mostly inhabited only by sheep. Centuries later in 1700 Numenor's decisive intervention in the 'War of Sauron and the Elves' seems to suggest a much more developed and powerful state. This intensifies over the following centuries as Numenor seems capable of not just exploring across the world but colonising and conquering huge areas of Middle Earth, particularly to the South and East of the lands familiar from LOTR. Presumably by this period Numenor was increasingly crowded and this encouraged the kind of massive emigration familiar from European societies in the industrial 19th and early 20th Centuries. By the time Sauron arrived in the 33rd Century Numenor seems a rather grim and over-developed place, though retaining a certain icy beauty, with violence and strife increasingly breaking out, presumably partly driven by the difficulty of accommodating so many people within its area, though certainly encouraged by Sauron. We can combine these vague images with our knowledge of Numenor's area of 168,000 square miles, twice the size of Britain, and between Germany and France in area, to provide a check on our simple exponential growth model.

For the early period of Numenorean history I estimate an average childbirth rate of 2.4 children per woman. This is obviously just an average, and takes into account Tolkien's statements about Numenoreans having relatively few children, and also that quite a few women would've chosen not to marry at all. For ease I assume this reflects the number of children each woman had that survived into adulthood and bore children, on average, rather than strictly the birth-rate. Numenor was a land without disease or war (for a long time) but Tolkien implies elsewhere child-birth was still painful and potentially deadly, though presumably in proportions more like our modern world than the middle ages.

This model suggests that by 600 SA 8-ish generations would've passed and the Numenorean population would be about 130,000. By 800-900 when 'Aldarion and Erendis' is set there would've been around 250,000 people. At this stage we can assume large parts of Numenor outside the central regions would still be basically uninhabited. By the time of Tar-Minastir's great armanent that decisively turned the tide of the 'War of Sauron and the Elves' around 1600-1700 this model gives a now much greater population of around 2.5-3 million people. The difference from Aldarion's time is dramatic, as would be expected over a thousand years. Whereas in 850 it was considered a great voyage for Numenor to send a few ships to Lindon, now Tar-Minastir sends a great fleet and army of, probably, many thousands of soldiers and sailors on scores of ships. Moving further forward we reach the time of Tar-Atanamir the Great, about 2100 SA, the King under whom the Shadow first fell, and Numenor reached "the zenith of its bliss, if not yet of its power". At this point the population reaches about 7 million.

From this time the Numenoreans increasingly establish colonies along the coasts of Middle Earth that grow steadily until they form virtual kingdoms of their own, conquering surrounding territory and including populations of Numenorean colonists and the native men of those areas. These come into continual confrontation with Sauron dominion over most of the inner lands of Middle Earth south and east of Mordor and absorb the excess population as Numenor became more crowded with the passing centuries. My calculations can only give the total Numenorean population descended from the original settlers, and so include both the population of Numenor proper, and the descendant population in the colonies. This whole period can be compared to the rapid imperialist colonisation of the 18th through 20th centuries in our real world. We also have the division in Numenorean society between the King's Men (anti-Valar, Elves) and the Faithful (Pro-Valar, Elves). We are told most people were King's Men, and the Faithful were concentrated in the west where the Eldar visited from Tol Eressa. Both groups steadily emigrated from Numenor, but the Faithful came to the North-West, the lands of LOTR, to Pelargir, and Eriador where Gil-Galad, High-King of the Eldar, held back the influence of Sauron. The King's Men sailed away to the Numenorean colonies and empire in the un-mapped lands of the South and East of Middle Earth that "left many rumours in the legends of Men", but apart from Umbar were anonymous.

I assume around 80% of Numenoreans were King's Men, and about 20% Faithful, though the proportion of Faithful in Numenor itself certainly declined steadily as the divide deepened, persecution grew, and many were driven to emigrate to the Elven lands of the North West, leaving more King's Men on Numenor itself. By the time of Elendil's departure from Numenor we are told he gathered all that remained of the Faithful he could on nine great ships, implying the rest were almost all gone. During this period of the Shadow, covering about a thousand years after Tar-Atanamir, I assume the average population increase over the whole period slowed to only slightly above the replacement rate (for maths purposes I use an average birthrate of 2.05 per woman). This also represents increasing losses in warfare in Middle Earth as well, where it is implied there was continual conflict with Sauron's forces. Still this proportion is enough that by 2500 SA it predicts a population of some 10 million people, mostly on Numenor but also in its colonies, of which about 2 million would've been the Faithful, and by 3000 SA the population has increased again considerably to 15 million.

At this stage the proportion of the Numenorean population that lived outside Numenor would be steadily rising as Numenor itself grew more crowded, driving emigration, and natural population increase occurred in the colonies themselves. We have no way of determining exactly what proportion of the Numenorean population dwelt abroad but I think give Tolkien's tendency to discuss the Numenoreans as though they were an aristocracy among wilder men in Middle Earth, it's reasonable to assume even at a late stage it formed a minority of the population. I think it reasonable to suggest that by year 3000 perhaps 5 million Numenoreans were living in kingdoms and colonies scattered across Middle Earth. These would not all be 'pure Numenoreans', many would be of only partial Numenorean blood as over the centuries Numenoreans married men and women of Middle Earth.

From this point around 3000 SA the shadow continued to deepen on Numenor until, after Sauron was brought to the island, civil strife broke out, disease began to plague Numenor, and the Faithful were violently persecuted, leading up to the final cataclysmic destruction of Numenor itself. The Faithful increasingly shrank in number as some fell away and others fled to the areas of the North-West that would later form Arnor and Gondor. I assume over this period population growth in Numenor slowed further falling to a complete halt in the period after Sauron's arrival. This suggests a 'final' Numenorean population of around 18 million shortly before the Downfall. We can perhaps sensibly estimate that in this final period there were around 12 million people on Numenor itself and around 6 million spread through its colonies. I think we can justify a continuing assumption that around 25% of the colony population would be Faithful on the basis that while many would've fallen away under persecution, the same persecution would encourage a higher proportion of Faithful to emigrate.

This suggests that in Numenor's final days there were around 1-2 million Faithful of Numenorean and partial descent in the lands around Eriador, Pelargir and the Anduin. There would also have been some 4 million Black Numenoreans spread across Middle Earth, as well as 12 million on Numenor itself, by the end basically entirely Kings Men. According to the Akallabeth at the Downfall Elendil gathered almost all the remaining Faithful who would depart onto this nine ships. We can assume these were enormous vessels, among Numenor's great ships at the height of its power, more like modern Cruise Ships than tiny medieval galleys. But still along with a great store of goods we can't imagine more than around a thousand people fitted on each ship. This means around 9 thousand Dunedain arrived with Elendil, but these figures show they joined a population of Numenorean descent many times larger already in Middle Earth. These people accepted Elendil's right to rule because with the loss of his father, the last Lord of Andunie, he was the hereditary leader of their people, and presumably the most senior surviving descendant of Elros.

These figures are purely illustrative but I think they are in the right ball park, which is as close as we can hope to get. The 1-2 million Faithful of Eriador and Gondor can be compared with my calculation that at the time of LOTR at the end of the 3rd Age, the population of Gondor was around 2 million, and that of Rohan around 500 thousand. There would've been probably equivalently sized populations (or even more) of native men in Eriador and Gondor as well. These provided the populations of early Gondor and Arnor and the manpower that created the Last Alliance of Men and Elves, that according to Elrond was, with the Elves and others, the greatest host in the history of the 2nd and 3rd Ages of Middle Earth. It also brings into stark clarity the sheer scale of the loss of the Downfall, especially if we assume there were also large losses in the cities of the King's Men spread across the shores of Middle Earth. The result would've been like the destruction of Pompei magnified a thousand times over, combined with the greatest Tsunami the world has ever seen.

A brief word in defence of these estimates. In order to disagree dramatically your first option is that Numenorean fertility was only barely above (but conveniently not below) the replacement rate even before the Shadow and even in the colonies on Middle Earth, such that the population barely increased at all from generation to generation. But this gives ridiculously low population figures for the time of Aldarion and Erendis and even Tar-Minastir.  Or you assume fertility must've been higher, but that produces humungous population figures over the extremely long time-frames Tolkien described Numenor as existing, in a blessed land without disease or contraception to control the population.

Nonetheless, I would love to hear your thoughts on these estimates and any suggestions for improving them. They are naturally rough, for we have only the thinnest actual information to go on, but I think they are the best that can be done.


Friday 7 August 2015

Populations of Middle Earth - Lothlorien

A kind correspondent (Glen Klugkist of South Africa) pointed out that in my articles on the populations of Middle Earth at the time of Lord of the Rings I had missed out the magical realm of Lothlorien: home of Galadriel and Celeborn, and "the heart of Elvendom on Earth".



I reproduce our thoughts on this below: basically we agreed that the population of Lothlorien would be similar to that of the northern Elven kingdom of Mirkwood.


"Hi Stephen

I do not know if I missed an article of yours on Lothlorien, but would like to ask your view on its population:

In one of your articles you estimate the population of Thranduil's kingdom in Northern Mirkwood at the time of the War of the Ring, at roughly 30 000 Elves, if I understand correctly. 

Do you think Lorien fell into the same population category, seeing that it was also a woodland realm? 

My own first estimate for Lothlorien was in the region of 17 000 to 20 000 Elves, but looking at the surface area of Lothlorien and the fact that Galadriel's forces seemed to have total control of the entire forest from its borders inward, I revisited my estimate and came to new but still very rough estimate for Lothlorien's population of 36 000 - 40 000 Elves. Do you think thats way off?"

Kind Regards, 
Glen Kuglist"


"Dear Glen, 

I'm ashamed to say that I seem to have missed Lothlorien out of my estimates. I covered Eriador and The southern lands, and then the lands of the Hobbit, but Lothlorien is the one sizeable population that doesn't fall into any of these categories. 

I would concur that the best guess for Lothlorien's population would be around the 30,000 that I estimated for Thrandruil's realm. It has a very similar history and role in Lord of the Rings. Both are recorded as having sent out 'Armies', in both the 2nd Age to the War of the Last Alliance and right up to and including the War of the Ring.  

We can tell Lothlorien's size quite easily, it is about 30 miles by 50 miles (thanks as always to the Atlas of Middle Earth by Karen Fonstad). We can't make any comparison in that regard to Thrandruil's kingdom because it was never clear what area the Elves controlled or inhabited in northern Mirkwood.  We know of one significant town or 'city' for both (Caras Galadhon and the Elven King's Halls) and a reasonable degree of organisation. 

It seems Rhovanion 'kingdoms' were very low population compared to Gondor or Rohan. But still given Lothlorien's ability to maintain their borders against threats from both Mirkwood and Moria (even given the power of Galadriel's ring), and even to send out armies to invade Dol Guldor, I don't think a population of much less than 30,000 is credible. To give a range I would estimate 20,000-30,000 Elves.

We can't be more precise than that I fear.  

Kind Regards, 
Stephen Wigmore"

Saturday 7 February 2015

The Dwarves' Song from 'The Hobbit' - Extended Edition





A very talented family (under the name Calamvi de Profundis) have produced a long version of  'The Misty Mountains Cold', the Dwarf Song from The Hobbit movies, but using all Tolkien's original verses from the book.  It's beautiful to listen to and the video is excellent as well. I wish my family were this musical.

The singing scene in the 1st Hobbit Movie was one of the highlights of the whole trilogy, a powerful, evocative moment that pushes Bilbo towards going on the whole quest.  But it was sadly short, with only two verses of Tolkien's original song. This video restores the whole thing in the same style.

Tolkien wrote innumerable poems and songs for the Hobbit and Lord of the Rings, and it's always great to actually hear any of them sung as songs, rather than just read them on the written page.

In Tolkien's younger days he dreamed about creating a mythology for his beloved England, but one that he would begin and like all true mythologies, would be developed by many hands and minds to follow him, and in turn inspire art of all kinds: songs, stories, paintings, theatre that he had never dreamed of. I hope Tolkien would have been very pleased with this small part of his vision coming to life.

Far over the misty mountains cold
To dungeons deep and caverns old
We must away ere break of day
To seek the pale enchanted gold.

The dwarves of yore made mighty spells,
While hammers fell like ringing bells
In places deep, where dark things sleep,
In hollow halls beneath the fells.

For ancient king and elvish lord
There many a gleaming golden hoard
They shaped and wrought, and light they caught
To hide in gems on hilt of sword.

On silver necklaces they strung
The flowering stars, on crowns they hung
The dragon-fire, in twisted wire
They meshed the light of moon and sun.

Far over the misty mountains cold
To dungeons deep and caverns old
We must away, ere break of day,
To claim our long-forgotten gold.

Goblets they carved there for themselves
And harps of gold; where no man delves
There lay they long, and many a song
Was sung unheard by men or elves.

The pines were roaring on the height,
The winds were moaning in the night.
The fire was red, it flaming spread;
The trees like torches blazed with light.

The bells were ringing in the dale
And men they looked up with faces pale;
The dragon's ire more fierce than fire
Laid low their towers and houses frail.

The mountain smoked beneath the moon;
The dwarves they heard the tramp of doom.
They fled their hall to dying fall
Beneath his feet, beneath the moon.

Far over the misty mountains grim
To dungeons deep and caverns dim
We must away, ere break of day,
To win our harps and gold from him!

Far over the misty mountains cold
To dungeons deep and caverns old...

Thursday 5 February 2015

Errantry

A Poem. To be read fast. 
(to the tune of Modern Major-General if you prefer)

There was a merry passenger
a messenger, an errander;
he took a tiny porringer
and oranges for provender;
he took a little grasshopper
and harnessed her to carry him;
he chased a little butterfly
that fluttered by, to marry him.
He made him wings of taffeta
to laugh at her and catch her with;
he made her shoes of beetle-skin
with needles in to latch them with.
They fell to bitter quarrelling,
and sorrowing he fled away;
and long he studied sorcery
in Ossory a many day.
He made a shield and morion
of coral and of ivory;
he made a spear of emerald
and glimmered all in bravery;
a sword he made of malachite
and stalachite, and brandished it,
he went and fought the dragon-fly
called wag-on-high and vanquished it.
He battled with the Dumbledores,
and bumbles all, and honeybees,
and won the golden honeycomb,
and running home on sunny seas,
in ships of leaves and gossamer,
with blossom for a canopy,
he polished up and burnished up
and furbished up his panoply.
He tarried for a little why
in little isles, and plundered them;
and webs of all the attercops
he shattered, cut, and sundered them.
And coming home with honey-comb
and money none - remembered it,
his message and his errand too!
His derring-do had hindered it.

Errantry by J.R.R. Tolkien

This is a wonderful poem that Tolkien wrote in 1930, as described in History of Middle Earth Vol.6 'The Treason of Isengard'. It was read at a literature club called by its undergraduate members 'The Inklings', the name that in later years C.S.Lewis & J.R.R. Tolkien would give to their own private group of friends. It was amended through many versions, and in the end turned into the Poem 'Earendil' that in LOTR Bilbo wrote in Rivendell. 

The poem was written in a unique meter of trisyllabic assonances, three in each four lines, with the end of the 1st line rhyming with the start of the 2nd line, and the end of the 2nd and 4th line rhyming with each other.  Even Tolkien found this so hard he never wrote another poem using it again..

Wednesday 6 February 2013

Populations of Middle Earth: Lands of 'The Hobbit'

In this final article of my series on Populations of Middle Earth, I look at the lands and peoples described in The Hobbit. The first half of this has, entirely by coincidence  recently been made into a major movie 'The Hobbit: There and Back Again', with Richard Armitage (on the left, for the ladies). We start in Eriador, in the Shire, home of the Hobbits, and will move east along the route taken by Bilbo and the Dwarves. (If you've already read my article on Eriador, then please skip to the sections after the map below. Alternatively if you haven't read The Hobbit and want to avoid all spoilers about the 2nd and 3rd film then only read above the map).

Probably the largest of the populations we encounter in the Hobbit is the one that will be most familiar to any fan of Middle Earth, and where both the Hobbit and LotR begin: the Shire, friendly, idyllic home of the friendly Hobbits. Also probably the largest settled land in Eriador. The Hobbits not having an army, we have no military figures to use as a basis to estimate the total population, as we have for Gondor and Rohan (here).  What we do know is the size of the Shire, some idea about roughly how densely it was settled, and various contextual references to the numbers of Hobbits in LotR.  We have numerous references to groups of "hundreds" of Hobbits: at Bilbo's party, with the implication this was a sizable part of the local population; and the hundreds of hobbits who quickly rallied to answer the call to fight the Ruffians in Scouring of the Shire.  We even have a few references to thousands of Hobbits, as in the following passage about Sam's work to repair the Shire: "Hobbits can work like bees when in the mood and the need comes on them. Now there were thousands of willing hands of all ages..".  We also have the description of the Shire as a place seemingly nowhere densely packed with Hobbits, and the seeming lack of any major towns or centres of population. All these point to a relatively low figure for the population of the Shire.  If 'thousands of willing hands' constituted 10% of the population, as we can perhaps imagine such a popular effort doing, then that would mean a population of 10,000's, perhaps anywhere from 30,000 - 100,000.

There are other clues that point to much larger number of Hobbits.  Firstly, there is the size of the Shire, a country of 20,000 square miles, about 35% of the size of England. Even taking the English population as far back as Saxon times as a model, that would indicate a population of hundreds of thousands of Hobbits. This seems to conflict with the small numbers of Hobbits described elsewhere, and also the level of political and legal organisation of the Hobbits, who seem to exist with almost zero government of any kind at all, most unlike the larger populations of Rohan and Gondor who have recognisable government structures. The other fact that points to a larger population is the sheer history of the Hobbits.  They have been in the Shire for 1,400 years by LotR and although there have been wars and plagues in that time, compared to Europe in the last thousand years they have led a sheltered and peaceful existence in a temperate and fertile land. To be honest their population should have grown massively in that time, which any figure below the hundreds of thousands just does not seem to match up with.

One partial solution may come from assuming that although the Shire was itself large, that large parts of that area were not heavily populated. From Tolkien's maps and description it does appear that population was concentrated in a central and eastern belt. Also ,we are given the names of at most a few dozen settlements.  Even assuming as many more un-named ones, we have at most 50-100 settlements with some population scattered in between. These would have been small by any modern standard.  The largest towns of Buckland and Michel Delving would not have numbered more than a few thousand, or they would have required larger scale infrastructure than the Hobbits seemed to have anywhere.  Most villages would have numbered no more than hundreds. If we assume that the Shire population was spread across about half of the actual shire area, with large areas of the North-farthing, west-farthing, marish, hills, and other areas, almost uninhabited; and we divide the Shire up into approximately a hundred settlements (and their hinterland) with on average 1000 population each, then we start to very roughly converge on a median figure of about 100,000 Hobbits. This is a very rough figures, between the tens of thousands suggested by some information and the hundreds of thousands suggested by other information, but it's probably the best we can ever hope to do, with a likely range of perhaps 50,000-150,000 Hobbits.

After leaving the Shire, Bilbo and the Dwarves travel through large areas of empty wilderness. But they eventually reach the beautiful Elvish settlement of Rivendell, where the House of Elrond stood. Rivendell, or Imladris existed from year 1700 of the 2nd age through to LotR. It has been depicted as of varying sizes from a large house to the size of a small, densely packed village. It's importance seems to bely the small size described for it, and not just its importance to the plot either. In the 2nd Age and early 3rd Age it seems to take an active military role, something that doesn't seem possible for a large house. Even if we assume that a large part of Rivendell's power was in the wisdom and magic of the people who did dwell there, as well as the power of the Elven ring that Elrond wore, it still seems that the population there fluctuated. Rivendell was founded by a force led by Elrond that rescued refugees from Eregion in the 2nd Age, and then came under siege from Sauron for more than  a year.  This group could not have numbered less than a few thousand, and this seems a reasonable guess for Rivendell's population in the 2nd Age. Certainly by the LotR it had diminished in a similar manner to Lindon and probably no more than a few hundred people dwelt there, perhaps 400 at most.


From Rivendell, the Dwarves pass through the Misty Mountains where they are captured by the Goblins. Orcs infested the Misty Mountains at the time of The Hobbit and later LotR, especially Moria to the south and Mt Gundobad in the north. Goblin-town, into which Bilbo stumbled, and which constituted a series of tunnels and caverns running through to the far side of the mountains, seemed to be occupied by at least several hundred to a few thousand goblins. Estimates for the wider hordes of goblins, wargs and great spiders are impossible to any accuracy. There were around 2,000 Elves, Men and Dwarves at the Battle of Five Armies, and these were severely outnumbered by the goblins and wargs, which probably numbered somewhere between 5,000-15,000, with a media estimate of about 10,000. These would have been a substantial portion of the northern goblins whose total population could have been around 30,000. (And further south Moria alone seemed to be home to thousands more.) 



After Bilbo and the Dwarves escape from the Misty Mountains they are rescued by an Eyrie of giant Eagles (whose number is not known exactly but was presumably somewhere in the low tens) and ended up staying with Beorn the shapeshifter in the Anduin valley.  Beorn was the last of his race, but he wasn't the only inhabitant of the Anduin valleys. There were a race of hardy woodmen living in homesteads scattered around the west Anduin valley and the fringes of Mirkwood. In between the time of the Hobbit and LotR Beorn became their leader and they flourished.  They are referred to as "keeping open the high pass" and driving back the Orcs.  There could not have been many of them, given they lived in scattered farmsteads as Beorn is described in the Hobbit, with apparently no large villages or towns, certainly none are described or named, and the depredations of the orcs would have kept numbers down.  But there must have been quite a few to fight off the Orcs of the Misty Mountains and Mirkwood and keep open a relatively sizeable area. The male population must have numbered somewhere in the thousands, possibly the total population numbering up to the low tens of thousands: 20,000 would probably be a good estimate.

After staying with Beorn, Bilbo and the Dwarves passed through Mirkwood and were captured by Elves from Thrandruil's Kingdom.  Thrandruil's kingdom was made up of Silvan Elves with a small nobility of Sindar descent from Beleriand.  It was founded by Thrandruil's father at the start of the 2nd Age, and his son was the famous Legolas, who went with the Fellowship and was played in the movies by Orlando Bloom (girls may remember). At first it had covered the entire northern half of the forest but later as Sauron's power grew the forest became evil and the Elves retreated north.  The main, possibly only, town or city was Thandruil's under-ground capital, cut into the rocks beneath the hills in north-east Mirkwood.  


Once again we go to military descriptions to get our best estimates of the size of the population of Silvan Elves.  In the 2nd Age they are described as populous and contributing a sizeable army to the Last Alliance of Men and Elves, but by the end of the 3rd Age they had diminished.  Thandruil brought a force of at least 1000 spearmen plus hundreds of archers and hundreds of swordsmen to the Battle of Five Armies, say around 1,500 Elves. There is good reason to think this wasn't all the troops his Kingdom had, more of an expeditionary force sent to investigate the Mountain and the death of the dragon. I think this sense is reinforced by the later success of Thandruil's forces during LotR and the fact they had been holding back Sauron's evil for centuries, though this would partially have been due to Elven magic rather than sheer force of arms. During LotR they successfully defeated an army from Dol Guldor that came north and gave battle under the trees and then with Lorien advanced forward and destroyed Dol Guldor. The armies Sauron sent forward in LotR were big, and it would have taken some serious force to beat it. Thandruil must have had at least a few thousand troops he could call on if things got bad. That would give the following estimate for the total population.  3,000 troops, a total adult male population of 3,000 x 4 = 12,000 (not all male Elves were warriors) and a total population of 12,000 x 2.5 (women, children) = 30,000 Elves.   


After escaping from Thandruil's dungeons Bilbo and the Dwarves reached Lake-Town, the remnant of the once larger city of Esgaroth, and then the ruins of Dale. Dale was the city of men that had been destroyed, along with the Kingdom under the Mountain by Smaug (as well as presumably Esgaroth itself). We can actually make surprisingly accurate estimates of the size of Lake-town at the time of the Hobbit thanks to the description Tolkien gave and the official illustrations.  And it's surprisingly small, perhaps only 200 x 300 metres with a central pool reducing that area even further.  Even if we take a reasonably more generous estimate for the physical size, and assume that it was quite densely and efficiently populated, using population density figures for modern cities gives a population estimate of around 400-700 people.

After leaving Lake-town Bilbo and companions finally arrive at the Lonely Mountain after passing through the ruins of Dale.  Smaug ends up getting it in the neck with an arrow and Elves and Men turn up seeking a share of the treasure.  Thorin refuses and sends for help from his kinsmen in the Iron Hills, the nearest Dwarven realm. The Iron Hills were ruled by Dain II, who sent 500 stout, armed Dwarves to help Thorin. The Iron Hills had been occupied by Dwarves since the 2nd Age, and were the only Dwarvish realm left in the East after the destruction of Moria, the Grey Mountains and Erebor. Again when considering this force of 500 warriors, I take it to be very much an expeditionary force sent out by Dain II to scout out the situation, rather than a muster of the total population. The level of organisation and standard equipment, and the suspiciously round number all point to this fact. So again we can make some reasonable assumptions.  Faced with a kinsman in danger, plus the important of the Mountain, Dain would have sent a significant portion, but not by any means all his forces. We can hence again assume there would have been a few thousand Dwarves potentially under arms in the Iron Hills, perhaps three times that number of Male Dwarves in total, half that number again of Dwarf women (there were twice as many dwarf men as women) and a relatively small number of children. Perhaps 500 x 4 =2,000 Dwarves under arms.  2,000 x 3 = 6,000 adult males. 6,000 x 2 = 12,000 Dwarves in total, or a likely range of 10,000-15,000.


The quest of the Hobbit ends with the Battle of Five Armies, after which both Dale and the Kingdom under the Mountain were re-founded. Dale was, of course, abandoned at the time of the Hobbit. But we hear that by the time of LotR 70 years later it is a thriving mini-kingdom that plays a role defeating one of Sauron's armies in the War of the Ring. We can only assume that Dale's population would have come partly from Lake-Town, which it may have taken sovereignty over, partly from the woodmen of Anduin and partly from wider Rhovanian.  As we have seen from the discussion of the Elven-King, Wilderland Kingdoms could be very small. In a few generations Dale would have expanded rapidly, with immigrants, increased prosperity, alliance with the re-founded King under the Mountain, and fame from the death of Smaug.  But it still could not have numbered more than a few tens of thousands at most, just due to the lack of Men in the surrounding lands to populate it so quickly. Perhaps 20,000-40,000 people.


As for Erebor itself, it too was restored and became the centre of Durin's folk in Middle Earth. It was also described as thriving come the time of LotR 70 years later. But where did all these Dwarves come from?  Due to the slow rate of Dwarven population increase the population cannot have come from natural increase.  Almost all of it would have come from a massive immigration of Durin's Folk: largely from the Blue Mountains in the far west, but also from various scattered homes to which the Dwarves had wandered after the initial loss of the Kingdom Under the Mountain, as well as possibly a significant contingent from Dain's original realm in the Iron Hills. The total population of Erebor by the time of LotR is cannot be stated with any accuracy.  But given our figure for the population of the Iron Hills; the expectation that a significantly larger population of Dwarves would have gathered in the safer and main dwellings of Durin's folk in the far west; our estimates for the other main populations of Wilderland; and the pull of the fame of the Kingdom under the Mountain and the quest, including the recovery of the Arkenstone; then I think we can reasonably assume a figure considerably higher than our estimate for the Iron Hills above.  Perhaps 30,000, but certainly in the range of 20,000-40,000.


Sunday 19 August 2012

Populations of Middle Earth - Lord of the Rings & The Hobbit: Eriador

In part 1 of this series I looked at the two great Kingdoms of men at the time of the Lord of the Rings, Gondor and Rohan. These are the countries we have the only detailed large scale figures given in LOTR, and from these figures for armed forces we can calculate sensible figures for total population. Gondor and Rohan seem to be the two largest countries described in LotR and the Hobbit. Across the rest of the wild lands of Eriador and Rhovanian we have many more settlements, but they are all considerably smaller and scattered across the wide country, almost all probably numbering their populations in tens of thousands rather than hundreds or millions. In this part I cover Eriador. And then in Part 3 Wilderland to the east, as well as the Southern Lands.





Probably the largest of the communities in Eriador is also the most familiar to any fan of Middle Earth: the Shire. Friendly, idyllic home of the friendly Hobbits. The Hobbits not having an army we have no military figures that we could use as a basis to estimate the total population, as I did for Gondor and Rohan. What we do have is the size of the Shire, some idea about roughly how densely it was settled, and various contextual references to the numbers of Hobbits. We have numerous references to groups of "hundreds" of Hobbits: at Bilbo's party, with the implication this was a sizeable part of the local population; and the hundreds of hobbits who quickly rallied to fight the Ruffians in the 'Scouring of the Shire'. We even have a few references to thousands of Hobbits, as in the following passage about Sam's work to repair the Shire - "Hobbits can work like bees when in the mood and the need comes on them. Now there were thousands of willing hands of all ages." We also have the seeming description of the Shire as a place nowhere densely packed with Hobbits and the seeming lack of any major towns or centres of population. All these point to a relatively low figure for the population of the Shire. If 'thousands of willing hands' constituted 10% of the population, as we can perhaps imagine such a popular effort doing, then that would mean a population of 10,000's, perhaps anywhere from 30,000 - 100,000.

There are other clues that point to much larger number of Hobbits. Firstly there is the size of the Shire, a country of 20,000 square miles, about 35% of the size of England. Even taking the English population as far back as Saxon times as a model, that would indicate a population of hundreds of thousands of Hobbits. This seems to conflict with the small numbers of Hobbits described elsewhere, and also the level of political and legal organisation of the Hobbits, who seem to exist with almost zero government of any kind at all, most unlike the larger populations of Rohan and Gondor who have recognisable government structures. The other fact that points to a larger population is the sheer history of the Hobbits. They have been in the Shire for 1400 years by LotR. And although there have been wars and plagues in that time, compared to Europe in the last thousand years they have led a sheltered and peaceful existence in a temperate and fertile land. To be honest their population should have grown massively in that time, which any figure below the hundreds of thousands just does not seem to match up with.&nbsp

One partial solution may come from assuming that although overall the Shire was a big place, that large parts of that area were not heavily populated. From Tolkien's maps and description it does appear that population was concentrated in a central and eastern belt. Also we are given the names of at most a few dozen settlements. Even assuming as many more un-named ones we have at most 50-100 settlements with some population scattered in between. These would have been small by any modern standard. The largest towns of Buckland and Michel Delving would not have numbered more than a few thousand, or they would have required larger scale infrastructure than the Hobbits seemed to have anywhere. Most villages would have numbered no more than hundreds. If we assume that the Shire population was spread across about half of the actual shire area, with large areas of the North-farthing, west-farthing, marish, hills, and other areas almost uninhabited, and divide the Shire up into approximately a hundred settlements (and their hinterland) with on average 1000 population each, then we start to very roughly converge on a median figure of about 100,000 Hobbits. This is a very rough figures, between the tens of thousands suggested by some information and the hundreds of thousands suggested by other information, but it's probably the best we can ever hope to do, with a likely range of perhaps 60,000-140,000 Hobbits.

To the far west of the Shire stood Lindon, an ancient Elf country on the western edge of Middle Earth. Lindon was the last remnant of Beleriand and most of the Eldar from Beleriand dwelt there. It had stood through the 2nd and 3rd age but slowly and continually diminishing. In the 2nd age it was a powerful Kingdom under Gil-Galad and led the opposition to Sauron, with a mixed population of Noldor, Sindar and Nandor elves, mostly refugees from Beleriand. But with the passing of millenia many died in the wars or left Middle Earth to sail into the far West. Lindon waned, after the death of Gil-galad there was no King anymore, and Cirdan was merely Lord of the Havens. But according to the Tale of Years still well into the 3rd Age Lindon sent armies to fight. By the LotR its population had diminished to the point where this was no longer possible anymore. Working from my figures for the population of Beleriand it is possible to calculate a rough ballpark figure for the number of survivors of Beleriand of around 400,000, with perhaps around 250,000 leaving straightaway to return to Valinor and around 150,000 remaining in Middle Earth. We can guess the population of Lindon in the early 2nd age as roughly 150,000, which it itself in the same ballpark as a large Kingdom in Beleriand. We can also surmise that this population would've actually naturally grown in the early 2nd Age, in the peace that marked the early part of the Age. Until war broke out again in 1700 SA the population spread across Lindon, Eregion and Eriador may have grown to perhaps 200,000-300,000. But  this population would have declined dramatically in the War of Sauran and the Elves, the Last Alliance, and through to the end of the 3rd age, with a population of perhaps as little as 30,000-40,000 remaining, a similar size to the Falas in the 1st Age. 

Also in the Blue Mountains that gave the boundary of Eriador we are told there dwelt various groups of Dwarves. Large populations of Dwarves lived at Belegost and Nogrod during the 1st Age. These mansions were apparently devastated after the First Age during the drowning of Beleriand when the River Lune cut through the Blue Mountains, producing the geography we are familiar with in the 2nd and 3rd Age. There are a few scattered references to Belegost but not Nogrod surviving into later ages, but it never apparently amounted to much, and most of its population is recorded as emigrating to Khazadum. Various groups of Durin's folk also dwelt in the Blue Mountains throughout the 3rd Age when first Moria then the Grey Mountains then Erebor were all plundered by evil creatures. Most significantly that is where Thorin dwelt directly before the events of the Hobbit. Taking the figures from the First Age as a starting point and scaling down considerably it is probably most accurate to assume a mixed population of tens of thousands of Dwarves dwelling in various parts of the Blue Mountains. Perhaps at its height reaching the high tens of thousands shortly before the Hobbit but certainly considerably lower than that by the time of the Lord of the Rings due to a large migration to Erebor after the death of Smaug.

Spreading out now through Eriador from the Shire we get to Bree-land. Bree-land was the area around the village of Bree, which included Bree itself and the nearby villages of Staddle, Combe and Archet. Bree had a mixed population of Hobbits and Men and Tolkien makes references to Bree having "a hundred stone houses of the Big People" as well as Hobbit holes and presumably various wooden buildings. From this surprisingly low figure, and from the repeated description of Bree as a village, we can assume it did not have a large population, certainly no more than a few thousand at most. We can also safely assume that Bree was the largest settlement, and so each of the other 3 villages would be some unspecified degree smaller. All in all it would appear that Bree-land would not have a total population much more than 5,000. Certainly less than 10,000 Men and Hobbits.

This leaves us with 3 other settlements in Eriador, one well known, two barely hinted at, but all quite small. The first and most famous is Rivendell, where the House of Elrond stood. Rivendell or Imladris existed from year 1700 of the 2nd age through to the LotR. It has been depicted as of varying sizes from a large house to the size of a small densely packed village. It's importance seems to belay the small size described for it. Not just its importance to the plot either. In the 2nd age and early 3rd age it seems to take an active military role, something that doesn't seem possible for a large house. Even if we assume that a large part of Rivendell's power was in the wisdom and magic of the people who did dwell there, as well as the power of the Elven ring that Elrond wore, it still seems that the population there fluctuated. Rivendell was founded by a force led by Elrond that rescued refugees from Eregion in the 2nd age, and then came under siege from Sauron for more than a year. This group could not have numbered less than a few thousand, and this seems a reasonable guess for Rivendell's population in the 2nd Age. Certainly by the LotR it had diminished in a similar manner to Lindon and probably no more than a few hundred people dwelt there, perhaps 500 at most.

The other two settlements were never mentioned explicitly by Tolkien but can be deduced. Tolkien a number of times described an Eskimo like population living in the far north adapted to the arctic conditions there. These aided Arvedui, the last king of Arnor, but there is no reason to think they didn't survive to the time of LotR and their population probably numbered in the thousands scattered across a vast area in the far north.

The 2nd group is slightly more controversial. Logic dictates that Aragorn and his rangers must have been a part of a larger population, purely to account for their wives and children. Evidence suggests, and Tolkien confirmed this in one of his letters, that actually a larger Dunedein people still existed at the time of LotR, from which the rangers were drawn. This fits with their description as the last Nobility and Knights of the Lost Kingdom of Arnor. Simply put, if they were the last nobility, then you would except there to be a few other non-nobility as well. Tolkien states that they dwelt in the Angle near Rivendell, in the east of Eriador. This would have been a safe and hidden location close to Rivendell. We are never told how many Rangers there are. Halbarad gathers 30 Rangers in haste to travel south to fight in Gondor, which suggests the total number was much higher than that. The way the Rangers are described suggest there can't have been that many of them though, or they would have constituted a recognisable army. A figure in the hundreds is almost certainly accurate, but whether low or high hundreds is impossible to say. This would have been part of a larger Dunedein population probably numbering in the thousands, but again an exact figure is impossible to give.

Monday 6 August 2012

Populations of Middle Earth - Lord of the Rings Part 1

In previous posts in this series I looked at all the available evidence from Tolkien's many writings to calculate population estimates for Elves, and then Men, Dwarves, Ents  and Orcs in Beleriand in Tolkien's 1st Age, the time of the Silmarillion. In this next pair of articles I continue using the same method to calculate population estimates for Middle Earth during the 3rd Age, just prior to the events of the Lord of the Rings, Tolkien's most famous Epic.

I use what sparse figures we are given in Tolkien's writings, relative and contextual statements about the size and organisation of settlements and cities, and the most relevant parallels to real world civilisations to calculate the beste possible estimates for the populations of the various countries described in Lord of the Rings. I hope to eventually give estimates for the Mannish kingdoms of Gondor and Rohan, to the Hobbit Shire, Elvish Lorien and Rivendell, and the Dwarvish Kingdom under the Mountain. Finally, I will attempt to give a rough total population figure for the entirety of the West of Middle Earth at the end of the 3rd Age, just before it was devastated by the War of the Ring.

In this Part 1 I begin by looking at Rohan and Gondor, the two largest kingdoms of Men, for which we have the most information, and the centre of much of the fighting in Lord of the Rings. In part 2  will go on to look at the numerous other smaller settlements of Men, Elves, Hobbits, Orcs and others. I hope you enjoy it.  If you agree or disagree with my estimates or calculations here I would love to hear what you think in the comments below.



Rohan

The only figure for Rohan we have is the size of its army.  According to the Unfinished Tales the Muster of Rohirrim was made up of 100 eoreds of 120 riders each, or a total of 12,000, not including the King's guard. It also states that this refers to a couple of hundred years previously to the War of the Ring, and the population of Rohirrim had increased since then.  This implies just prior to LoTR that the total of Riders could, in extremis, have numbered as high as 15,000.  Obviously this would be a theoretical total only. For example, after losses in the war with Saruman, and due to the great need for haste, Theoden only rode with 6,000 riders to Minas Tirith, giving a sense of what was actually practically possible. But still, this 12,000-15,000 is the best figure we have for the whole of Rohan.

In addition to the Riders Rohan also had infantry.  Rohan was largely modelled on an Anglo-Saxon-ish society, with added horses, and it appears this Infantry was conceived as similar to the Fyrd of Anglo-Saxon England that famously fought at Hastings. That is, a territory based part-time defensive militia, as opposed to a mobile professional armed force. This coheres with the references we have to this infantry, which are always of the type of 'Men of the Westfold', or some such, implying they were based in a territory to fight in defence of that territory, rather than being part of some standing army of Rohan in general. We have no figures how many the total 'Fyrd' of all Rohan would have been but the numbers of Infantry referred to seem to be somewhat similar to the number of riders, references are to hundreds and thousands. That said the infantry would almost certainly have outnumbered the Riders, even in as horse-orientated a society as Rohan, due to the considerable cost associated with maintaining horses, and the more part time nature of this force. The complete Rohan 'Fyrd' then probably numbered around 20,000, giving a total possible force of around 35,000. I think this is pretty solid as a theoretical total unless we assume that the Riders and Infantry overlapped depending on the demands of the situation, except for presumably a small professional core. This could reduce the total combined force that could be raised as either Riders or Infantry to perhaps as little as 20,000 in total.

The next question we have is what proportion this makes of Rohan's total population. Riders are perceived as almost but not quite equivalent to the Knights of the early medieval period, around the time of William the Conqueror. That is, professional, trained, well equipped soldiers capable of both tight manouvering and serious fighting. The strong implication is that they're not just any old farmer on an old horse. Interestingly this is also true to a certain extent of the infantry as well.  While definitely less professional and full-time than the Riders, they are, again, not portrayed as random peasants with a scythe in their hands. They fight highly successfully against full sized, equipped and murderous Orcs in both attack and defence, even when outnumbered. They are also obviously at least reasonably well equipped, trained and organised. Actually, this mirrors quite close the Anglo-Saxon fyrd, which although sometimes pictured as a nationally conscripted citizen militia, was actually made up of more well-off freemen who could afford both military gear and time away from their property to go on campaign. This must to some extent have been true of Rohan as well.

This all means that the 35,000 must have constituted only a fraction of the adult male population of Rohan, as one would expect from a low-tech settled, peasant society. I think it would be fair to assume that the infantry would constitute around 1/4 of the supporting adult male population, Riders, more expensive, more professional, would need economic support to sustain them, perhaps 1/8. If we combine these figures we can generate at least a reasonable population estimate for all Rohan.

20,000 infantry x 4 + 15,000 riders x 8 for the adult male population x 3 to take account of women and children. This gives a total of 600,000.  Alternatively we could assume an overlapping force of 20,000 that could largely serve as Riders or Infantry. The calculation is then 20,000 x 8 for adult males and x 3 for women and children = 480,000

The result of this is that the most accurate estimate is probably in the range of 400,000-600,000 people across Rohan.


Gondor

In LotR we actually see surprisingly little of what appears to have constituted most of Gondor in terms of population, that is, the"populous southern fiefs" to the west of Minas Tirith. This is understandably unhelpful in terms of calculating population figures, but we do have some data to work on. The troops sent to reinforce Minas Tirith from the southern provinces numbered a little under 3,000, but this represented a small part of the their total strength. 200 men from Lossarnach are referred to as "a tithe", while other contingents are referred to as "too few, always less than hope looked for or need asked". A commenter, Ceorl, responding to an earlier version of this article, has correctly pointed out this does not necessarily mean we can multiply the whole total of 3000 by 10 to get a figure of 30,000 for Gondor's total provincial strength. Certainly, it seems unlikely at least that the Prince of Dol Amroth would have been as uninterested as to send only a tithe of its strength to Minas Tirith. But clearly these forces do still represent only a fraction of the total military manpower of the provinces, something demonstrated when thousands more arrive at Pelennor with Aragorn and then after the battle itself. If we multiply Lossanarch's 200 by 10, and the other contingents by smaller figures we get a total plausible strength of perhaps 15,000 for Gondor's provincial levies.  To this we need to add the standing forces of Minas Tirith: the City Guard, the Rangers of Ithilien, the troops guarding the Pelennor wall and the troops at Cair Andros. These standing forces were substantial but not vast, probably numbering a further ten thousand, possibly more. It would also make sense to take into account a contingent for Gondor's Navy, of say 5,000, which still apparently existed in the period leading up to the War. If we take a total for Gondor's strength of 30,000 this would probably be close.



Gondor's armies would probably have constituted a smaller percentage of its population than in Rohan.  Gondor is a more established, more 'civilised' society that Rohan, even at this late stage and hence, as in modern societies outside conscription, probably had a considerably lower proportion of troops to total population than Rohan. This would have varied considerably by area.  Gondor's original population was concentrated on the Anduin valley, between Minas Anor and Minas Ithil.  Minas Tirith, originally Anor, was itself originally founded to guard against attacks from Wild Men to the west! Long before the time of LotR, though, this situation had completely changed. Minas Ithil was taken, Osgiliath (once a great city) abandoned, and all Ithilien depopulated apart from the secretive Rangers and the majority of Gondor's population now lived to the west, shielded from Mordor by Minas Tirith and the standing forces who guarded the Anduin. Gondor's standing armed forces, of, we assume, around ten thousand men, would have been partially supported from Minas Tirith and Anorien and partly from taxes from the other provinces. The provincial levies would have been a slightly different story, being supported from their own territories and only called upon in time of general invasion or warfare.

In many ways Gondor mirrors the medieval Byzantine Empire, both consciously (Tolkien even referred to Minas Tirith as such) and unconsciously, in terms of relative geography, age, level of civilisation, political structure, level of technology etc. Minas Tirith and Osgiliath between them even have great similarities to the ancient city of Constantinople. So, the Byzantine Empire is a good means of taking various parallels to Gondor. One would be the size of Minas Tirith. At its height Osgiliath would probably have had a population around 500,000 (equivalent to Constantinople at its height), but after long centuries of decline, plague and war, by the time of LotR the population of Minas Tirith would quite probably have declined to around 50,000, with the entire Pelennor and near surroundings supporting perhaps 100,000. Taking into account that the city was evacuated of women and children prior to Sauron's attack, the actual population during the siege may have numbered no more than 30,000, which again would map with the population of Constantinople at its fall.

As for the population of Gondor in general, our first guess is that it would be presumably at least twice, if not three or four times that of the much smaller country of Rohan, so in the range of 1-2 million. Looking at the figures for the two types of troops we have for Rohan we can do similar calculations as we did for Rohan. The 20,000 provincial soldiers and sailors would represent perhaps 1/10 of the adult male population, the 10,000 standing troops perhaps 1/15 of the equivalent supporting population. This gives the following calculations. 20,000 x 8 + 10,000 x 15 = 300,000 'adult' males, 600,000 adults and approximately 1 million people in total, including children. This figure is probably broadly accurate, though it obviously varies considerably depending on what multipliers you think suitable. I think a figure of around 1 million is probably as accurate as we can get.

A 3rd and final way of calculating this population involves utilising another parallel with Byzantium thanks to the work of a guy called W.Treadgold. Treadgold worked out that the total number of troops in the Byzantine Empire actually stayed a relatively constant proportion of the total population despite otherwise vast changes, advances, setbacks and the passing of Centuries.  Between 300-1080 AD the size of the army was always between 1.5-2.5% of the total population. Utilising this gives us another estimate for Gondor's population of roughly 30,000/0.02 = 1.5 million or again, 1-2 million. I suspect at the time of LotR, Gondor was comparable to one of Byzantium's more militarised periods, which would lead us towards a lower of these figures, of perhaps slightly over 1 million.

That completes part 1.  In the 2nd and 3rd part I look at the populations for the other settlements of the late 3rd Age including the Shire, Lindon, Rivendell, Lorien, Iron Hills, Mordor and more, and then attempting to give a final rough figure for the population of Middle Earth. I hope to see you there.

Part 2 - The Lands of Eriador
http://www.stephenwigmore.com/2012/08/populations-of-middle-earth-lord-of_19.html